Real Estate Introduction to the Section 1031 - The Basics of Tax Deferred Exchanges

Property owners can defer capital gains taxes onexchange value.
the equity in their property by using Internal3. In a Delayed Exchange, there is a time gap
Revenue Code Section 1031. Known commonly asbetween the transfer of the relinquished property
a "1031 exchange option," this application of theand the acquisition of the replacement property.
tax code is one of few provisions available toThe IRS has very strict time limits on delayed
postpone or potentially eliminate taxes due fromexchanges and you must comply with the
the sale of qualifying properties.requirements. This type of exchange is facilitated
As a property owner, you may also achieve athrough the use of a third party, called a "qualified
wide range of investment objectives by using aintermediary." The intermediary holds the
1031 exchange. You can diversify your real estateproceeds from the initial exchange until the
investment portfolio, consolidate your real estatereplacement property, which meets the like-kind
holdings in a single larger property, and possiblyspecifications, is identified and purchased.
improve your cash flow from your real estateA qualified intermediary is an essential member of
investments.your team when working on a successful
What qualifies as a Section 1031 Exchange?exchange. An intermediary cannot be the
Section 1031 states that no gain or loss shall beproperty owner or any "disqualified person" (which
recognized on the exchange of any real propertyis defined as those people who have represented
when the property owner trades one or moreor served you in their professional capacities
properties for a replacement property orwithin the previous two years). A disqualified
properties that are of "like-kind." Like-kind meansperson would include your accountant, attorney,
any real estate, improved or unimproved, that theor real estate agent.
owner uses for income, investment, or business.Under the IRS code, there are no formal licensing
That means you can exchange one property forrequirements for qualified intermediaries. But they
two or more properties, or trade two or moremay need to be licensed as an escrow firm by
properties for one replacement property. You canthe state in which they practice.
trade land or several single-family homes for anThe rules for the exchange
apartment building. Investment property can beThe Internal Revenue Code outlines in great detail
exchanged for business property and vice versa.the time restrictions on completing a Section 1031
One stipulation is that the property to beExchange. You have 45 days after the date the
exchanged and the like-kind replacement propertyrelinquished property is transferred to properly
must both be located in the United States. Also,identify potential replacement properties. The
under the rules of IRS Section 1031, you cannotexchange must be completed within 180 days
exchange your personal residence for incomeafter the transfer of the relinquished property or
property, and you cannot exchange income orbefore your federal tax return due date for the
investment property for a personal residence.year in which you transfer your relinquished
The rules of tax deferralproperty, whichever is earlier.
In a Section 1031 Exchange, the tax on the equityIf you fail to meet the Section 1031 time limits,
in the property - the value of the property overthe tax-deferred exchange will fail, and you will
the original purchase price - is deferred. Thehave to pay any taxes arising from the sale of
property you relinquish must be exchanged forthe relinquished property. The IRS may grant an
other property; you can't sell the property forextension in only one instance: if the transaction
cash then use the cash to purchase replacementclosing is delayed by a U.S. government federally
property.designated disaster, such as a hurricane or
In a "like-kind" exchange, tax is deferred, notearthquake.
eliminated. You reinvest what would be the salesSection 1031 Exchanges have three specific and
proceeds into another property; therefore, yourinflexible rules that limit the number of properties
gain isn't realized in a way that generates funds toyou can identify for exchanges. You must meet
pay any tax.the requirements of at least one of these three
The four basic rules for a property owner torules:
qualify for a tax deferral on all the taxable gains1. The three-property rule: You may identify up to
under the 1031 rules are:three potential replacement properties, without
1. The equity in the replacement property mustregard to value.
be equal to or greater than the equity in the2. The 200 percent of value rule: You may
relinquished property.identify any number of properties, but their total
2. The value of the replacement property mustvalue cannot exceed twice the value of the
be equal to or greater than the value of therelinquished property.
relinquished property.3. The 95 percent of fair market value rule: You
3. The debt on the replacement property mustmay identify as many replacement properties as
be equal to or greater than the debt on theyou want, but before the end of the exchange
relinquished property.period, you must acquire properties with total fair
4. All of the net proceeds from the sale of themarket value equal to at least 95 percent of the
relinquished property must be used to acquire theaggregate fair market value of all the identified
replacement property.properties. In other words, if you identify 20
The 3 types of 1031 Exchangesproperties at $1 million each for a total value of
The Section 1031 Exchange type depends largely$20 million, you must acquire 19 of those
on the time involved. For example:properties at $19 million, to satisfy the 95 percent
1. In a Simultaneous Exchange, you wouldrequirement.
exchange your relinquished property for yourALWAYS FIRST CONSULT A HIGHLY
replacement property at the same time, closingQUALIFIED REAL ESTATE TAX PROFESSIONAL!!!
both transactions simultaneously.As the taxpayer, you must comply with the rules,
2. In an Improvement Exchange, you are allowedconditions, and timeframes in the IRS Code, as
to make improvements to a replacementprovided in Section 1031. It is highly recommended
property before the exchange is made. This typethat you consult a competent tax attorney, a
of exchange is facilitated through a third party,certified public accountant, a "qualified
called an Exchange Accommodation Titleholderintermediary," or a well-qualified tax advisor who
(EAT). The EAT holds title to the new propertyspecializes in real estate to determine how a 1031
while the improvements are being completed.exchange should be structured to accomplish your
Once you take title, you cannot include moneyinvestment objectives with minimum taxation.
spent on any more improvements as part of the